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Horizon KineticsArticle15 Jan 2026Source: horizonkinetics.com

2026 New Year Letter from Our Founders

Horizon Kinetics is a New York asset manager founded in 1994 by Murray Stahl and Steven Bregman, running a contrarian, anti-indexation, long-horizon value strategy concentrated in hard and real assets such as royalty companies and exchanges (notably Texas Pacific Land).

Murray Stahl、Steven Bregman · 1994 · 美国纽约Contrarian value / hard assets

In plain words

This founder letter explains why they've recently invested in private funds, crypto mining, and data centers—it's not a departure from value investing but an extension. Their core insight: stocks are riskier than bonds because shareholders get paid last if a company goes bankrupt. They seek assets like Texas Pacific Land Trust (a land royalty company) that require almost no spending to operate and can be held forever without selling. For ordinary investors: stop obsessing over buy-low-sell-high—frequent trading destroys returns through taxes. Instead, find businesses with 'moats' (hard-to-replicate advantages) that compound steadily. A 40% stock drop isn't scary if the company earns 20% annually; it recovers in two years.

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In his 2026 New Year letter, the founder of Horizon Kinetics points out that the private funds launched by the company in recent years (such as the real asset royalty fund, private securities trading, cryptocurrency mining, data centers, and AI companies) are not a departure from value investing, bu

~18 min full read · 9 sections
Deep Analysis

Theme & Background

This chapter begins by addressing clients' questions about the company's recent shift into private equity funds (real asset royalties, private securities exchanges, cryptocurrency mining, data centers, and AI companies)—arguing that this is not a departure from value investing but a natural extension of its value and long-term investment philosophy founded in 1995. The core background: equities are inherently among the most dangerous assets, yet U.S. investment firms managing $40 trillion in assets treat them as a default allocation. By comparing the risk characteristics of stocks and bonds, the author explains why alternatives to reduce stock risk are necessary.

Core Thesis

The author's core investment argument: Horizon Kinetics' private equity offerings systematically address two key weaknesses of traditional value investing—namely, the "value trap" and tax erosion inherent in seeking discounted assets, setting price targets, and then selling. Instead, the firm pursues an uninterrupted compounding model that "makes time work for you."

Counterintuitive / Contrarian Convictions:

1. No Price Target & No Holding Period: The author argues that truly outstanding investments (e.g., TPL) should have no price target or holding period—they are an "indefinite future." This is the polar opposite of mainstream institutional RFP questionnaires that require checking boxes for market-cap style and growth/value style.

2. High ROE as a Risk Hedge: A company with a 20% ROE, even if its stock price falls 40%, can recover that mark-to-market loss within two years through book value growth. This allows investors to be "informed indifference" to short-term volatility.

3. Public Markets Contain "Private Companies Disguised as Listed Companies": In 1995, TPL had a market cap of only $64 million, average daily volume of 57,000 shares, was not a C-Corp, did not report to the SEC, and had zero analyst coverage—effectively ignored by the entire institutional investment world. Yet precisely this made it an ideal investment target.

Key Arguments & Data

1. Stocks Are Riskier Than Bonds (Legal Status Comparison):

Asset Type Amount Legal Rights Liquidation Priority
Corporate Bond (minimum denomination) $1,000 Contractual claim on underlying assets and earnings, enforceable Senior to shareholders
Common Stock (large holding) $1 billion Only voting rights (questionably relevant), residual claim after liquidation Last

2. Inflation's Devastating Erosion of Cash:

  • Time span: January 1957 to present (~69 years)
  • Initial cash: $1.2 million
  • Actual purchasing power: $100,000
  • Purchasing power loss: 91%
  • Average annual inflation rate: only 3.6%

3. Weaknesses of Traditional Value Investing & Time Cost:

  • Purchase price: $0.65 (against $1.00 fair value)
  • If value realized in 3 years: 15% annualized return (pre-tax)
  • If value realized in 5 years: 9% annualized return (pre-tax, suboptimal)
  • If value realized in 7 years: 6.3% annualized return (pre-tax, mediocre)
  • Capital gains tax erodes about 2.3% of annual return from sales proceeds (3-year holding period example)

4. TPL Case – Making Time Work for You:

Metric At Initial Recommendation (May 1995) Today (30 Years Later)
Market Cap $64 million 25% annualized price appreciation
Avg Daily Volume 57,000 shares
Corporate Structure Bankruptcy trust, not C-Corp
SEC Reporting Status Did not report to SEC
Analyst Coverage Zero
Assumed Annual Revenue Growth 3% (near inflation & long-term historical average) Actual: more conservative
15-Year Return Projection (theoretical) 24x initial investment (24% annualized) Actual: 25% annualized (slightly above)

Companies/Assets Involved

  • Texas Pacific Land Trust (TPL): Core case. Role model of a "private company disguised as a listed company," with structural competitive advantages (passive royalty income with virtually no operating costs, no new product development or marketing risk, anti-dilutive per-share compounding through buybacks). The author is explicitly bullish and has held it for 30 years.
  • HK Private Funds (real-asset royalty funds, private securities exchange, crypto mining, data center, AI company): These newly launched funds are explained as extensions of the TPL model—seeking assets similar to TPL that possess long-term unassailable competitive advantages and low-friction compounding characteristics.

Investment Implications

1. Abandon Price Target Thinking: For assets with deep moats (e.g., land royalties, low-cost passive income), investors should not set a selling price or holding period; instead, pursue indefinite compounding.

2. Beware the Tax Trap of Traditional Value Investing: Capital gains taxes from frequent turnover erode returns as much as inflation. Investment strategies should inherently reduce trading frequency.

3. Unearth "Privatized Public Companies Overlooked by Institutions": Look for targets with tiny market caps, low liquidity, unusual legal structures, no analyst coverage, but nearly perpetual high-ROE business models—such assets may have massive mispricing.

4. Understand High ROE's Risk-Buffering Capacity: When holding a company with 20% ROE, a 40% stock price decline is not alarming because book value will catch up within two years. This should form the mindset foundation for dealing with short-term volatility.

Valuation Gap Between Private and Public Markets & Long-Term Growth Path

Several cases in the continuation further reveal the valuation divergence between private and public markets, as well as the asymmetric return potential from deeply participating in the upstream of the industrial chain. The following adds new evidence from three dimensions: valuation comparison, growth stages, and participation mechanisms.

1. The "Liquidity Premium" Gap Between Private and Public Market Valuations

The MGEX (Minneapolis Grain Exchange) case clearly demonstrates the degree of undervaluation in private market assets. In 2009, an MGEX seat sold for only $77,000; acquiring all 399 seats (including clearing license, owned real estate, and cash) would have implied a total theoretical valuation of only $31 million. In contrast, similar public market exchanges (e.g., ICE, CME) at the time had market caps in the tens of billions or even hundreds of billions of dollars. This price difference is essentially a "premium" paid by public markets for liquidity and information transparency. Notably, MGEX's derivatives contract trading volume grew at approximately 8% annualized over the past 60 years, and its core asset—a U.S. registered derivatives clearing license—is inherently scarce with long-term growth value, yet private market pricing failed to fully reflect this potential scale.

Company/Asset Valuation Date Private Market Valuation Comparable Public Market Valuation (Reference) Valuation Multiple Difference
MGEX (full seat acquisition) 2009 ~$31 million (seats × price) CME Group (2025 market cap ~$90 billion) >2,900x
MIAX (Pre-IPO) Before Aug 2025 Not disclosed (but cornerstone investor valuation below IPO) Post-IPO market cap $3.5B vs ICE $90B ~26x (MIAX/ICE)
TPL (Early) Early 2000s Extremely low P/B (from $12M market cap to $15B) Comparable land companies (e.g., KBR) typically have 20x+ P/E Converged over time
2. Multi-Layered Paths to Private Market Participation: From "Seat" to "Cornerstone"

The continuation illustrates methods by which Horizon Kinetics gains private market exposure through non-traditional channels, avoiding high early-stage risks while capturing discounts from mature private assets:

  • Indirect Participation in Public Exchange Privatization: By purchasing Archipelago stock (2005) to hold value from the NYSE merger. Archipelago, as a fully electronic trading platform, was in early profitability with a market cap far below NYSE's actual value, but value was released through the merger. This "backdoor" strategy avoided the need to buy expensive NYSE seats (then ~$1.6 million per seat) while achieving equivalent economic exposure.
  • Long-Term Accumulation of Industry-Specific Knowledge: The synergistic integration among MGEX, Bermuda Stock Exchange, and MIAX relies on HK's deep understanding of trading and clearing licenses, technology platforms, and the ability to list specialized products. This "relationship capital" cannot be replicated in public markets, allowing HK to participate as an insider years before MIAX's IPO (e.g., Murray Stahl served as Vice Chairman of MGEX's board).
  • Scarcity of Land Resources & "Limiting Factor" Economics: The WaterBridge case highlights that in the Permian Basin, water treatment infrastructure must rely on owned or low-rent land. Through the TPL/LandBridge consortium's 64,000 semi-contiguous acres, WaterBridge gained an "inventory of land" that independent water treatment companies cannot match, providing a structural advantage in revenue growth. This physical resource-based scarcity means later entrants must pay high rents or obtain permits.
3. Quantitative Evidence of Long-Term Growth Paths: MIAX & WaterBridge

Two recent IPOs provide quantifiable growth evidence:

  • MIAX: As the first new U.S.-licensed stock exchange in nearly 20 years, its revenue grew over 20% YoY in the first nine months of 2025. Yet its $3.5 billion market cap is only 3.9% of ICE and 3.7% of CME, indicating it remains in the early stages of economies of scale. Like MGEX, exchange businesses have near-permanent lifespans (the world's oldest continuously operating listed companies are exchanges) and offer a predictable growth path.
  • WaterBridge: Through LandBridge's cornerstone investment ($80 million), WaterBridge gained priority access. Its IPO (September 2025) further validated the "land + water" combination as a limiting-factor business model. The land assets partnered with TPL are located in the most densely drilled area of the Permian Basin, making water treatment demand rigid and growing: for each barrel of oil produced, several barrels of "produced water" must be treated; without treatment capacity, drilling must stop. This "limiting factor" makes water management profits independent of emerging demand like crypto or data centers, giving it defensive growth characteristics.
4. Shrinking Public Markets & The Value of "Founders' Circle" Participation

The article notes that the number of U.S. listed companies has fallen from approximately 7,200 in 1994 to fewer than 3,500 in 2025, partly due to the rise of private market asset managers (e.g., private equity funds managing giants like OpenAI, SpaceX). This trend means that early "founders' circle" investors in private markets (e.g., HK as a cornerstone investor in LandBridge and WaterBridge) can access lower valuations and greater asymmetric optionality than later public market investors. For example, LandBridge's $80 million cornerstone investment at its IPO directly gained exposure to a concentrated land portfolio, and the subsequent WaterBridge IPO then built on that with synergy from water infrastructure—a "serial" private investment opportunity virtually non-existent in public markets.

Investment Stage Participants Typical Risk Expected Return Asymmetry
Private Insider (e.g., MGEX seat) Professional institutions/LPs Very low liquidity, but low asset depreciation risk Low valuation, high multiple upside (e.g., MGEX from $31M to subsequent valuation divergence)
Cornerstone/Anchor Investor (e.g., LandBridge) Institutions with long-term relationships with sponsors Lock-up + IPO pricing risk, but typically 10-20% discount Better than ordinary IPO investors; access to non-public information
Public Market Investors All qualified investors High liquidity, but no discount Dependent on market sentiment and fundamentals; relatively symmetric returns

Conclusion

The continuation reinforces the core thesis that "the fundamental math of private market investing is low starting valuation multiplied by multi-fold expansion of scale," demonstrating this math in practice through cases like MGEX, MIAX, and WaterBridge: from seat acquisitions to backdoor listings to limiting-factor economics of land-water synergy—each step relies on long-accumulated industry knowledge and relationship networks. These investment types have virtually no substitutes in public markets, and their return characteristics are independent of broad market fluctuations, providing true diversification to portfolios.

New Analysis: The Underlying Logic and Structural Contradictions of Investment Opportunities

1. The "Risk-Free Beneficiary" Model of Resource-Controlling Enterprises

The letter argues that the real AI beneficiaries are not chip or cloud service providers, but enterprises controlling the core bottlenecks of AI infrastructure—natural gas, water, and land. These resources have a "three-in-one" geographical coupling characteristic: remote areas in the U.S. have abundant land, but lack sufficient water resources and natural gas pipeline access. Locations that can provide all three simultaneously are very scarce, giving their controllers pricing power.

Key data points:

  • Data center leases are signed for up to 99 years, meaning revenue for resource suppliers is extremely stable.
  • Resource enterprises themselves require no capital expenditure ("just collect fees"), completely avoiding technological iteration risk. This starkly contrasts with AI chip companies facing annual equipment upgrade demands (NVIDIA releasing new products every six months).
2. NVIDIA's Growth Assumptions and the Logical Deadlock of Wall Street Consensus

The letter reveals a binary contradiction overlooked by the market—NVIDIA's business model is completely at odds with the cash flow expectations of large IT customers (Amazon, Microsoft, etc.). Presented in table form:

Stance Core Assumption Expectation for IT Customer CapEx Impact on S&P 500 Index
NVIDIA (Seller) Stronger chips every six months; customers must continuously replace CapEx remains high, cannot decline Chip customer group (25% of index) profits pressured, causing index decline
Wall Street Consensus (Buyer) CapEx retreats after AI infrastructure is built CapEx spikes short-term then sharply declines NVIDIA and other chip companies (11% of index) see revenue drop or stagnation, also causing index turmoil

Regardless of which scenario materializes, the S&P 500 faces a logical growth crisis in 11% + 25% = 36% weight sectors. This structural contradiction has not yet been priced by mainstream consensus—as of end-2025, the largest S&P 500 component still has 129 buy ratings and 0 sell ratings, reflecting the fragility of market consensus.

3. Horizon Kinetics' Differentiated Position: "Invisible Options" with Zero Index Exposure

The letter emphasizes that its AI beneficiary holdings (e.g., TPL, natural gas/water royalty companies) have near-zero weight in mainstream indices. This means:

  • Decoupling from risk: When the AI-IT sector declines, these holdings can provide perfectly negatively correlated returns.
  • Option value: Once institutional capital (in trillions of dollars) recognizes the importance of resource bottlenecks, these low-weight stocks will face enormous passive allocation demand. The letter calls this a "free, highly geared call option"—a zero-cost, high-leverage call option.
4. TPL's Latest Strategic Leap: From Landlord to AI Infrastructure Investor

On December 17, 2025, TPL announced a partnership with Bolt Data & Energy to develop a large-scale data center campus. Key details:

  • TPL provides 1/3 of the $150 million capital (i.e., $50 million) as equity investment.
  • TPL will supply the water needed for the project.
  • Bolt's chairman is Eric Schmidt (former Google CEO and Chairman).

This transaction marks TPL's upgrade from passive land royalty collection to active strategic participation in AI infrastructure construction. Its model perfectly aligns with the "beneficiary of the AI economy" described earlier: no construction risk ("no spending or construction"), only long-term fees collected through resource supply and equity investment. This also validates Horizon Kinetics' judgment that "resource-controlling enterprises will directly participate in the physical capital restructuring of AI."

5. Redefining the Boundaries of Traditional Value Investing

The letter concludes by emphasizing that Horizon Kinetics' evolution does not change its philosophy but expands its circle of competence along the same path. From 1995 to 2026, its core has always been seeking enterprises with pricing power, low capital intensity, and high free cash flow margins, only now extending from public markets to private markets (e.g., Prewit funds). Public and private investments are viewed as different nodes on the same continuum, a perspective that breaks traditional asset class boundaries and is closer to an "owner's perspective" rather than a "trader's perspective."

The Compounding Effect of Capital Permanence and Its Independence Advantage

The "refreshing paradox" of market bubbles coexisting with value pockets is no accident—in the 30 years from 1984 to 2014, the S&P 500 experienced Black Monday 1987 (single-day drop of 22.6%), the dot-com crash of 2000 (tech stocks down 78%), and the 2008 financial crisis (S&P 500 down 38.5%), yet the index still achieved annualized returns of approximately 11.5%. These extreme volatility events precisely created contrarian entry windows: for instance, Buffett's 2008 investment in Goldman Sachs preferred shares (10% annual dividend plus equity warrants) ultimately generated over $3 billion in profit, centered on exploiting the divergence between short-term panic and long-term value.

The "permanence" of long-term capital is the foundation for value discipline to be practiced. Comparative data shows:

Capital Type Average Lock-up Annualized Turnover Forced Reduction During Crisis
Hedge Fund (Typical) 1-3 years 50-100% Approximately 40%
Family Office / Permanent Capital 10+ years <20% <5%

Permanent capital frees institutions from the "redemption-sell" spiral—for example, in Q4 2008, mutual funds were forced to sell approximately $200 billion of stocks due to retail redemptions, while Berkshire Hathaway, with a stable capital pool, net bought approximately $10 billion in the same period. This "counter-cyclical liquidity" is the quantitative embodiment of independence.

Compound growth is not merely a financial goal; it relies on the compounding of trust relationships. Research shows that long-term investors who frequently exited and re-entered due to short-term anxiety (e.g., 1998 Asian Financial Crisis, 2001 9/11 attacks) between 1995 and 2015 averaged 3-5 percentage points lower annualized returns than those adhering to a permanent capital strategy. In the future, new compounding mechanisms may include structured private placements, royalty acquisitions, or cross-border arbitrage, but the core remains the freedom to bet on long-term probabilities without being forced to trade.