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Colossus (Invest Like the Best / Business Breakdowns)Podcast13 Jun 2023Source: joincolossus.comHost: Patrick O'Shaughnessy

Scott Goodwin - Know The Names - [Invest Like the Best, EP.332]

In plain words

This interview features credit investor Scott Goodwin, who argues that the 2020s are shifting returns from shareholders to bondholders due to higher interest rates. His key principle: 'Know the Names'—deeply research companies so you can make multi-million-dollar decisions in minutes. He highlights three holdings: Carvana (risky, stock crashed), Sprint loans (bought cheap during COVID, later acquired at a premium), and Permian Basin energy bonds (bought at 70 cents, made 30% profit).

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Scott Goodwin (Co-Founder of Diameter Capital Partners) discussed the core logic and opportunities in credit market investing on the program. The key takeaway: credit investing hinges on "Know the Names"—a deep familiarity with target companies enables major decisions to be made in minutes. He contr

~13 min full read · 8 sections
Deep Analysis

At a Glance

Scott Goodwin (Co-Founder of Diameter Capital Partners) articulated the core philosophy of credit investing in the program. Key judgment: The essence of credit investing lies in "Know the Names"—deep familiarity with target companies enables major decisions to be made within minutes, making this the most important source of alpha in the current market environment (Goodwin). He contrasted the investment themes of the 2010s (zero interest rates, shareholder returns) with those of the 2020s (inflation, rising interest rates, creditor returns), and provided a detailed breakdown of different types of credit cycles and their corresponding investment opportunities.


Theme 1: The 2020s Investment Theme—Value Transfer from Shareholders to Creditors

Goodwin argues that the core theme of the 2020s is a systemic transfer of capital from shareholders to creditors, marking a stark contrast with the 2010s.

  • Historical Context: The 2010s were an era of "private equity, shareholders, capital returns, dividends, zero interest rates." Now, the environment has shifted to "inflation, high interest rates, capital returning to creditors, pensioners, savers"—groups that were "deprived" of returns during the 2010s.
  • Mechanism Breakdown: Two specific pathways:

1. Pension Rebalancing: Pensions with return targets of 7-8%, when stocks are at historical highs, can purchase 30-year investment-grade corporate bonds (yielding 5.5-7%), directly "unwinding" liabilities and no longer requiring equity convexity.

2. Zombie Enterprise Value Transfer: Low interest rates during the pandemic led many companies to pile on debt, but with low coupons and maturities in 2027-2029. These bonds trade at 60-70 cents on the dollar, meaning creditors have effectively become equity holders—value transfer is merely a matter of time.

  • Projection: These decisions take time to materialize, but the trend is clear. Goodwin concludes: "This is a shift that will take a long time, but it is exciting from a credit perspective—we haven't had an opportunity like this since 2008."

Theme 2: The Unique Skill of Credit Investing — Downside Thinking and Liability-Side Analysis

Goodwin argues that the core difference between credit investors and equity investors lies in their mindset: the former naturally focuses on "how much can I lose," while the latter focuses on "how much can I earn."

  • Mechanism Breakdown: Credit investing requires analyzing both sides of the balance sheet simultaneously:
  • Asset side (same as equity investors): How much the company produces, its revenue performance
  • Liability side (often overlooked by equity investors): Debt structure, maturity dates, covenant terms, which assets can be sold, which cannot, and whether assets can be transferred

Goodwin notes: "Equity investors are relearning the importance of the liability side — just look at what happened with Carvana."

  • Data Chain: The Carvana case — during the zero-interest-rate era, valuations were extremely high (the market believed in a massive TAM), but after rates rose, the profitability of its "subprime financial business" collapsed, the TAM shrank, and "they are not particularly good at selling used cars." Goodwin attributes this to the Fed's cycle of "inflating and popping bubbles."
  • Implication: The bubbles currently being popped involve "technology, healthcare, venture capital, private equity, zero interest rates, and private credit" — all stemming from investors' convexity-chasing behavior in a zero-rate environment.

Theme 3: The Credit Cycle – The Intersection of Macro and Micro, and the Value of "Know the Names"

Goodwin emphasizes that the credit cycle is not just about macro events like 2002, 2008, or COVID; there are also ongoing micro cycles at the industry level, and deep familiarity with the underlying names is a prerequisite for seizing these opportunities.

  • Historical Context: Goodwin has experienced multiple credit cycles:
  • 2002-2005: Telecom, power, and asbestos bankruptcies – a bubble in the high-yield bond market. Liability-side analysis was a source of alpha (understanding documents and legal processes), but this advantage has been eroded by competition.
  • 2008-2009 (GFC): LBO bubble + real estate collapse – the ability to "hold the trade" was key (liquidity matching).
  • 2010-2012 (European Sovereign Crisis): Draghi's "whatever it takes" intervention – the first time large-scale intervention in sovereign/corporate bond markets was observed, distorting the European corporate bond market (REITs could issue at 1%).
  • 2015-2017 (Energy/Commodities): The industry cycle following the shale boom – this was the most typical "Know the Names" opportunity.
  • Mechanism Breakdown – Specific Operations in the Energy Cycle:
  • First wave of selling in 2014: Zero dispersion, high correlation – people sold everything they could.
  • Permian Basin (high-quality assets) bonds fell from 100 to 70 cents on the dollar; Mississippi Lime (worst basin) fell from 100 to 50 cents.
  • Most distressed funds "heuristically" bought the cheapest (Mississippi Lime at 50 cents).
  • Diameter's contrarian move: Bought Permian (70 cents, where interest coverage was possible even at $30-40 oil), shorted Mississippi Lime (50 cents).
  • Result: Long position gained approximately 30 points, short position gained approximately 50 points.
  • Key Principle: When first/third quartile commodity company bonds fall sharply and have a 12-24 month cash runway, one should "bet" on these bonds – because the high volatility of commodities creates unique opportunities.
  • Extrapolation: The current post-COVID cycle is a "slow-moving cycle," more akin to 2002-2005 (specific industry excess accumulation + changing interest rate environment) than the systemic crisis of the GFC.

Theme 4: Speed and Liquidity Provision – The Core Source of Alpha in Current Credit Markets

Goodwin argues that in an environment where banks are reducing risk-taking and market liquidity is fragmented, speed (the ability to make rapid decisions) has become the most important source of alpha in credit investing.

  • Mechanism Breakdown:
  • The credit market is inherently "carry-based" (coupon-driven), but Diameter operates with a "total return" mindset
  • Most credit capital (mutual funds and ETFs account for 30-40% of the high-yield market, similarly for the loan market) has daily liquidity, yet the underlying market is over-the-counter with discontinuous liquidity
  • The changing role of banks: From 2002 to 2010, banks took on significant risk and had the deepest market knowledge, but have since shifted to acting as "intermediaries in the middle," no longer providing liquidity
  • Data Chain – A Specific Case During COVID:
  • In the second week of March 2020, at 7:00 AM, the head of U.S. bank loan trading called: a mutual fund faced $1 billion in loan redemptions and needed to sell
  • The caller knew Diameter had a "watch list" and asked if they could buy $500 million before 8:00 AM
  • Goodwin and partner John decided within 5 minutes: avoid cyclical assets, focus on software loans (the most defensive)
  • Result: Purchased $350 million in software loans at an average price of around 80 cents (the previous day was above 88 cents)
  • Two of these loans (Sprint acquired by T-Mobile, Infor acquired by the Koch family) were ultimately bought by investment-grade companies
  • Goodwin's assessment: "There are probably only two firms globally that could respond to this call within 15 minutes"
  • Key Condition: Speed must be combined with deep research—not providing liquidity for every name (a mean-reversion strategy will eventually blow up), but acting quickly on names already thoroughly researched.
  • Extrapolation: As banks face further regulatory constraints (Basel III/IV) and transfer high-quality risk to the market through "credit risk transfer transactions," Diameter, as a counterparty, can achieve "returns in the low to high teens."

Theme 5: Building Diameter — Partnership Culture, Scale Discipline, and Talent Screening

Goodwin elaborates on how to align individual traits with company culture, and why "scale is the enemy of alpha."

  • Partnership: The complementary dynamic between Goodwin (background in trading/risk/portfolio management) and his partner John (Yale Law School, research/restructuring/legal background) is central. The two met in 2010 and were already considering starting a firm together by 2012.
  • Fixed Sunday meetings from 7-9 AM (only 2 missed in 6 years): reviewing the portfolio and aligning on risk
  • Using the alias "Tamir Goodman" (the Jewish Jordan) to communicate on the trading desk — a code known only to the two of them
  • Hiring Tracy Fenton, a psychologist formerly with Canada's highest-security prison, as a coach/chief people officer to manage team dynamics
  • Scale Discipline:
  • Lessons learned from Anchorage: when a fund becomes too large, shorting shifts from "betting on earnings/rating changes" to "index proxies + sector coverage" — making it impossible to change one's mind when wrong
  • A $300 million position was tradeable in 2012; today it should only be $50–60 million
  • Actively returned capital at the end of 2021, and may do so again in the future
  • Opening the European office created additional capacity
  • Talent Screening: Initially tested for "depth" (a single deep-dive case), later expanded to three dimensions:

1. Depth: Bring what you know best

2. Network: Given an unfamiliar area, figure it out within a week through your connections

3. Speed: Rapid analysis under tight time constraints

  • Speculation: Private credit is Diameter's next strategic direction — it does not cannibalize existing strategies, aligns with the platform (expanding sponsor relationships, learning more about management teams), and serves both as offense (learning more names) and defense (as banks are disintermediated, sponsors demand simultaneous access to both public and private solutions).

Mentioned Positions

Position Guest Stance Key Data
Carvana Risk Warning (Case Study) Stock price collapsed from highs; subprime finance business hit by rising rates; TAM shrank
Sprint (Loan) Bullish (Executed) Bought at 80+ cents during COVID, acquired by T-Mobile (investment grade)
Infor (Loan) Bullish (Executed) Bought at 80+ cents during COVID, acquired by Koch family (investment grade)
Hertz (First Lien / Subordinated Debt) Bullish (Executed) First lien bought at 75-80 cents; subordinated debt bought at 15 cents (option value based on surging used car prices)
Permian Basin Energy Companies (Parsley, CrownRock, Diamondback) Bullish (Executed) Fell from 100 to 70 cents in 2014; interest coverage maintained even with oil at $30-40
Mississippi Lime Energy Companies (SandRidge, etc.) Bearish (Executed) Fell from 100 to 50 cents in 2014; worst basin
Chesapeake Energy Neutral (Historical Context) Issued 9% coupon bonds in 2003-2004; natural gas price forecasts consistently missed
NVIDIA Neutral (AI-Driven Valuation Mentioned) Stock price surged significantly, but credit markets do not cover such companies
Freeport-McMoRan Bullish (Historical Case) Opportunities in commodity company bonds after price collapses

Judgments Worth Remembering

1. “Know the Names” is the highest principle in credit investing (Goodwin): This is not just a slogan—in Diameter’s trading floor, “you will hear it echoing through the hallways.” Because credit is an over-the-counter market with discontinuous liquidity, only thorough advance research enables multi-hundred-million-dollar decisions within minutes.

2. The first wave of selling in a credit cycle is “zero dispersion, high correlation” (Goodwin): People sell everything they can, which creates enormous opportunities—good assets fall to prices they should never reach. In the 2014 energy cycle, Permian (high quality) fell to 70 cents, while Mississippi Lime (low quality) fell to 50 cents, and most distressed funds instinctively bought the cheaper low-quality assets.

3. First/second quartile commodity company bonds during a crash are “unique opportunities” (Goodwin): If a company has a 12-24 month cash runway, one should bet on it—because the high volatility of commodities means prices will not stay low forever. Bonds bought at 5-10 cents during the energy cycle ultimately recovered at par.

4. Speed is the core source of alpha in the current credit market, but it must be combined with deep research (Goodwin): Providing liquidity as a mean-reversion strategy will eventually blow up. Diameter could decide to buy $350 million in software loans within 5 minutes during COVID because it had studied all software loans in 2019—knowing what was most defensive.

5. “Scale is the enemy of alpha” (Goodwin): Learned from the Anchorage experience—when a fund becomes too large, shorting shifts from “betting on specific events” to “index proxies,” making it impossible to change one’s mind when wrong. A $300 million position was tradable in 2012, but now should only be $50-60 million. Diameter proactively returned capital at the end of 2021.

6. Credit investing requires “imagination”—especially across capital structure layers (Goodwin): In the Hertz bankruptcy case, first-lien debt was at 75-80 cents, subordinated debt at 15 cents. By observing China’s reopening (May-June 2020), one inferred that U.S. used car prices would surge, buying subordinated debt as a “convex option”—because if used car prices skyrocketed, subordinated debt could become the controlling party in bankruptcy.

7. “I am more driven by failure than by success” (Goodwin): Whether it was failing at baseball, being dumped by a girlfriend, not getting promoted at Citigroup, or not becoming a partner at Anchorage—these failures are fuel. Now with a goal behind me, I am even more motivated. But intensity needs to be controlled; early on, I alienated others by being “like a bull in a china shop.”

8. The “best time” for private credit is when others are distracted by legacy issues (Goodwin): Many large private credit funds have legacy “problem years” to deal with, diverting their attention. Meanwhile, current new opportunities (first-lien, 50% loan-to-value, 11-12% yields) are very attractive—this is precisely the time for Diameter to enter.