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Oakmark FundsQuarterly31 Mar 2011Source: oakmark.com

Oakmark International Fund: First Quarter 2011

Oakmark is the mutual fund family launched in 1991 by Harris Associates, the Chicago deep-value firm founded in 1976 (about $105bn AUM). Bill Nygren runs the flagship Oakmark Fund and David Herro the Oakmark International Fund, buying businesses at large discounts to intrinsic value and holding them like owners — publishing quarterly fund commentaries, market commentaries and insight articles.

Bill Nygren、David Herro · 1991 · 美国芝加哥Deep value / contrarian long-term

In plain words

This report reviews Oakmark International Fund's first quarter of 2011. The fund returned 2%, slightly below the 4% global stock benchmark (excluding the U.S.), but since 1992 it has averaged 11% annually, beating the market's 7%. For regular investors, the key takeaway is that the fund sticks to buying undervalued foreign companies whose management prioritizes shareholder returns, like paying dividends. For example, it likes Canon despite a 16% stock drop, arguing that its shareholder-friendly management is rare in Japan and will pay off long-term. It also favors Bank of Ireland, believing that after government help, it will remain independent and face less competition, boosting profits. This is worth reading because it shows how to invest against the crowd during panic, not sell in fear.

AI SummaryAI-generated · may contain errors · verify against the original

The Oakmark International Fund returned 2% in the first quarter of 2011, slightly underperforming the MSCI World ex U.S. Index's 4% return. However, since its inception in September 1992, the fund has achieved an average annual return of 11%, outperforming the index's average annual return of 7% ove

~5 min full read · 5 sections
Deep Analysis

Theme and Background

This chapter is the investment review of the Oakmark International Fund for the first quarter of 2011. The report notes that the fund returned 2% for the quarter, slightly underperforming the benchmark MSCI World ex U.S. Index's 4% return. However, since its inception in September 1992, the fund has achieved an average annual return of 11%, significantly outperforming the index's average annual return of 7% over the same period. The report focuses on analyzing the performance contributions and drags of the quarter's major holdings and discloses portfolio adjustments.

Core Thesis

The author's core investment argument is: Adhere to value investing, seeking undervalued overseas companies with management focused on shareholder returns amid short-term market fluctuations. The report argues that although some holdings (e.g., Canon, Bank of Ireland) faced short-term pressure, their fundamentals and management orientation remain attractive and will deliver positive returns over the long term. A counterintuitive judgment is that the author is optimistic about Bank of Ireland, believing that after government capital injection, it will remain a publicly listed bank not controlled by the government, and reduced industry competition in the future will enhance profitability.

Key Arguments and Data

  • SAP: Share price rose 20% during the quarter. 2010 results exceeded expectations, with core business (software and software-related services) revenue growing 10% and total group revenue increasing 11%. Management continues to drive improvements in gross margin and operating margin and believes it can achieve double-digit growth and margin improvement.
  • Canon: Share price fell 16% during the quarter. Fourth-quarter results missed expectations, impacted by a strong yen, losses in the optical equipment division, and declining laser printer sales. However, the company maintained its standard dividend policy, demonstrating a shareholder-oriented approach, which remains rare in the Japanese market.
  • Bank of Ireland: The Central Bank of Ireland's stress test required it to raise €5.2 billion in capital. However, management considers the stress test scenario unrealistic, and after the government capital injection, its stake will be below 50%, making it the only publicly listed bank in the country not controlled by the government. The future market will have only two banks (Allied Irish Bank and Bank of Ireland), and reduced competition is expected to enhance profitability.
  • Currency Hedging: The fund continued its defensive hedging of currency risk. The hedge ratios for the Swiss franc and Japanese yen were 49% and 52% (roughly unchanged from the previous quarter), the Australian dollar hedge ratio was increased to 65%, and a new 24% hedge on the Swedish krona was initiated.

Comparative Data Table:

Company/Asset Quarterly Performance Key Data/Events Author's Judgment
SAP +20% Software and services revenue grew 10%, total revenue increased 11% Bullish: Management continues to improve margins, strong cash flow
Canon -16% Fourth-quarter results missed expectations, impacted by strong yen and division losses Bullish: Shareholder-oriented management remains rare in Japan, will deliver positive long-term returns
Bank of Ireland Drag Required to raise €5.2 billion in capital, government stake <50% after injection Bullish: Reduced competition will enhance profitability, expected to become an industry winner

Companies/Assets Involved

  • SAP (German software company): Largest contributor for the quarter, share price up 20%. The report is bullish, citing good capital allocation by management, valuable solutions, and strong cash flow.
  • Canon (Japanese imaging solutions company): Largest drag for the quarter, share price down 16%. The report is bullish, noting that its shareholder-oriented management is commendable and will deliver positive long-term returns.
  • Bank of Ireland (Irish bank): Another major drag for the quarter. The report is bullish, believing it will become a publicly listed bank not controlled by the government, with reduced future competition enhancing profitability.
  • KT&G (South Korean tobacco company): Sold during the quarter.
  • New Purchases: Hennes & Mauritz (H&M, Swedish fashion retailer), Secom (Japanese security services provider), Tesco (UK food retailer), Aperam (Luxembourg stainless steel manufacturer, spun off from fund holding ArcelorMittal).
  • ArcelorMittal (Luxembourg steel company): Existing fund holding, with Aperam as its spin-off.

Investment Insights

  • Adhere to Value Investing: The report indicates that short-term market fluctuations (e.g., Canon's share price decline) are opportunities to buy undervalued companies with excellent management, not reasons for panic selling.
  • Focus on Management's Shareholder Orientation: In markets like Japan, management focused on shareholder returns (e.g., maintaining dividends) is a rare and investable signal.
  • Contrarian Positioning in Distressed Industries: In banking crises, selecting banks that can remain independent after government intervention and benefit from an improved competitive landscape (e.g., Bank of Ireland) may yield excess returns.
  • Hedge Currency Risk: The fund's hedging of multiple currencies (Swiss franc, Japanese yen, Australian dollar, Swedish krona) suggests the author believes these currencies are overvalued relative to the U.S. dollar, and investors should pay attention to exchange rate risk.