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Baillie Gifford Shin NipponArticle12 Aug 2026Source: bailliegifford.com

Baillie Gifford Shin Nippon Investment Trust Factsheet

In plain words

This is a monthly update for a Baillie Gifford fund that invests in small Japanese companies. Its long-term record is weak: over the past decade the fund returned about 63%, while its benchmark index climbed about 120%; the latest one-year gain was roughly 25%, similar to the index. The manager made no market call, only reiterating a five-year horizon and stock-picking based on research, not index tracking. The top three holdings are JEOL (electron microscopes, 4.1%), Tsugami (precision machine tools, 4.1%), and Nikkiso (industrial equipment, 3.3%).

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Baillie Gifford Shin Nippon PLC is an actively managed trust investing in Japanese small-cap equities. It targets long-term capital growth through a portfolio of 40–80 companies with attractive valuations, innovative business models, or overseas growth opportunities, with up to 10% permitted in unli

~5 min full read · 4 sections
Deep Analysis

This Month's Scorecard

Rolling 1-year: NAV 25.5%, share price 26.7%, underperforming the MSCI Japan Small Cap Index (27.6%) by roughly 1–2 percentage points; however, over the 3-year, 5-year and 10-year horizons the fund still lags materially, with 10-year NAV of 62.9% versus the Index's 119.9%.

Measure 1 Year 3 Years 5 Years 10 Years
Fund (share price) 26.7% 18.1% -29.8% 39.3%
Fund (NAV) 25.5% 15.9% -20.4% 62.9%
MSCI Japan Small Cap Index 27.6% 57.6% 58.6% 119.9%
Fiscal year period (ending June) 2021/22 2022/23 2023/24 2024/25 2025/26
Fund (share price) -38.3% -0.8% -18.0% 9.2% 31.2%
Fund (NAV) -34.3% 2.3% -15.1% 4.1% 30.2%
MSCI Japan Small Cap Index -10.4% 8.0% 7.5% 13.9% 33.2%

All performance figures are total returns in GBP with dividends reinvested; the 5-year indexed chart starts at 100.

Manager's Market View

[No Stance Taken] This report offers no directional market view; the manager reaffirms the portfolio positioning of a five-year investment horizon and research-driven stock selection, emphasising that the trust does not track the index and focuses only on underlying holdings.

  • The manager states that the trust's objective is to achieve long-term capital growth by investing in small Japanese companies with "above-average prospects for capital growth", constructing a portfolio of 40–80 "attractively valued" companies, with up to 10% of total assets (measured at the time of initial investment) permitted in unlisted companies.
  • Growth sources are summarised in three categories: innovative business models, disruption of conventional practices in Japanese industries, and growth opportunities from overseas.
  • The manager explicitly adopts a five-year cycle, managing the portfolio "looking at the underlying investments rather than the comparative index"—a statement that reflects the manager's self-defined positioning; readers should note that it does not in itself constitute a guarantee of short-term performance.

Portfolio Structure: Sectors and Top Ten (Static)

The report discloses no new positions, additions, reductions, closures or fund flows; sector exposure is concentrated in Industrials and Information Technology, with the top ten holdings accounting for 30.9% of total assets.

Sector Weight
Industrials 26.4%
Information Technology 20.5%
Consumer Discretionary 17.5%
Communication Services 9.2%
Financials 8.6%
Health Care 7.6%
Real Estate 3.5%
Consumer Staples 3.2%
Materials 1.9%
Net current assets (cash-like) 1.6%
Rank Holding % of Total Assets
1 JEOL 4.1%
2 Tsugami 4.1%
3 Nikkiso 3.3%
4 Kohoku Kogyo 2.9%
5 Yonex 2.9%
6 Harmonic Drive Systems 2.8%
7 GA Technologies 2.8%
8 DMG Mori 2.7%
9 Toyo Tanso 2.7%
10 Gift Holdings Inc 2.6%

The report discloses only position weights; attribution contributions and buy/sell directions for individual holdings are not indicated.

Fund Matters

Total assets £401.26m, total borrowings £51.83m (nominal basis), NAV per share 179.19 pence, share price 161.40 pence, a 9.9% discount to NAV; gross leverage 15% and net leverage 13% (AIC basis).

  • Key data: ongoing charges 0.81% (AIC basis, taken from the latest annual report), dividend yield 0.4% (including special dividends over the past 12 months), active share 96% (versus the MSCI Japan Small Cap Index), annual turnover 16% (rolling 12 months).
  • Management team: Fund manager Brian Lum, deputy manager Jared Anderson. The manager's annual fee is charged on a tiered schedule: 0.75% on the first £50m of net assets, 0.65% on the next £200m, and 0.55% on the remainder, accrued quarterly.
  • The report also flags investment risks: small-cap shares exhibit greater price volatility and limited liquidity, unlisted assets carry uncertainty in valuation and realisation, leverage can amplify losses, and there are additional risks from currency fluctuations and concentration in a single market/currency.