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Baillie Gifford Positive Change FundArticle9 Jul 2026Source: bailliegifford.com

Baillie Gifford Positive Change Fund Factsheet

In plain words

This is a half-year report for Baillie Gifford's Positive Change fund. In short, the fund returned 16.2% over the past year, while global stocks rose 28.2%, so it lagged badly; its five-year annualized return is only 1.4%, well behind the index. The report has no manager commentary on markets, only holdings. The biggest bets are TSMC at 8.4%, ASML at 6.9%, and KLA (a chip-inspection equipment maker) at 4.5% – together nearly 20% in semiconductor equipment and manufacturing. The fund also leans heavily on industrial and healthcare stocks and holds far fewer US stocks than the index.

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Baillie Gifford Positive Change Fund is an actively managed global growth fund that invests in 25–50 high-quality companies, focusing on four impact themes: social inclusion, environmental resources, healthcare, and the base of the pyramid. The fund aims to outperform the MSCI ACWI Index (in GBP) on

~21 min full read · 9 sections
Deep Analysis

This Period's Report Card (Half-Year Report as of June 30, 2026)

Six-month return of 11.1% vs. index 13.0%, underperforming by 1.9 percentage points; one-year return of 16.2% vs. index 28.2%, significantly underperforming by 12 percentage points; five-year annualized return of only 1.4%, lagging the index by 11 percentage points.

Period Fund (B Class - Accumulation) MSCI ACWI Index IA Global sector average
Six months 11.1% 13.0% 10.1%
One year 16.2% 28.2% 21.4%
Three years (annualized) 8.9% 18.5% 13.4%
Five years (annualized) 1.4% 12.4% 8.1%

The IA Global sector rankings shown in the report: six-month 247/578 (top 43%), one-year 378/568 (bottom 33%), three-year 386/502 (bottom 23%), five-year 407/441 (bottom 8%), with rankings deteriorating steadily as the time horizon lengthens.

Annual discrete performance (each as of June 30):

Year Fund Index Sector average
2021/22 -30.1% -3.7% -8.8%
2022/23 +18.7% +11.9% +10.8%
2023/24 +3.1% +20.6% +14.9%
2024/25 +7.7% +7.6% +4.6%
2025/26 +16.2% +28.2% +21.4%

Of the five years, the fund significantly underperformed in three and notably outperformed only in 2022/23 (+6.8 percentage points of excess return); performance was highly volatile and lagged in most years.

Where the Money Is: Holdings and Industry/Geographic Structure

The report discloses no individual stock buy/sell transactions and does not explicitly indicate the direction of any holdings; the following is the point-in-time allocation as of period end. The portfolio holds 42 stocks, with an active share of 93% and annual turnover of 26% — higher than the "approximately 20% over the long term" target stated in its investment philosophy.

Top ten holdings (as a percentage of net assets):

Position Weight
TSMC 8.4%
ASML 6.9%
KLA-Tencor Corporation 4.5%
Remitly Global 4.5%
Deere & Co 4.4%
Microsoft 3.7%
Illumina 3.6%
Ecolab 3.3%
Sandoz Group AG 3.1%
New York Times Co 3.0%

The top ten total approximately 45.4%; the semiconductor equipment chain (TSMC + ASML + KLA) totals 19.8%, making it the single heaviest industry-chain exposure in the portfolio.

Industry allocation:

Industry Fund Index Difference
Information Technology 30.3% 32.1% -1.8
Industrials 21.7% 11.0% +10.7
Health Care 19.0% 8.3% +10.7
Financials 12.9% 16.2% -3.3
Consumer Discretionary 9.1% 8.7% +0.4
Materials 3.3% 3.6% -0.2
Communication Services 3.0% 7.8% -4.9
Cash 0.7% 0.0% +0.7

The portfolio's largest overweights are in Industrials and Health Care (+10.7 percentage points each), and its largest underweight is in Communication Services (-4.9).

Geographic allocation:

Region Fund Index Difference
United States 50.5% 63.6% -13.2
Taiwan 8.4% 3.3% +5.1
Netherlands 6.9% 1.4% +5.5
United Kingdom 4.9% 3.0% +1.8
Brazil 4.6% 0.5% +4.1
Singapore 4.1% 0.4% +3.7
Sweden 3.9% 0.7% +3.2
Switzerland 3.1% 2.0% +1.0
France 2.9% 2.1% +0.8
China 2.7% 2.3% +0.3

The U.S. position is 13.2 percentage points below the index, the most significant geographic deviation in the portfolio; capital is clearly tilted toward non-U.S. markets such as Taiwan, the Netherlands, Brazil, and Singapore. The report notes that cash balances include timing differences arising from shareholder subscriptions/redemptions and unsettled transactions; a negative balance does not necessarily represent a bank overdraft.

Fund Details

The fund has £1,303.76 million in assets, is co-managed by five managers, of whom Kate Fox is a partner, and has carried the UK SDR "Sustainable Impact" label since December 2, 2024.

  • Investment objective: to outperform the MSCI ACWI Index (in GBP) on a rolling five-year basis after fees, while contributing to a sustainable and inclusive world over a period of at least five years by investing in companies addressing social/environmental challenges. The managers regard the IA Global sector as the appropriate performance comparator, but the report cautions that "there is no guarantee that the objective will be achieved over any time period."
  • Investment framework: 25-50 high-quality global growth companies, focused on four impact themes — social inclusion and education, environmental and resource needs, health and quality of life, and the base of the pyramid (the needs of the poorest populations); a preference for low turnover (approximately 20% per annum over the long term), with the portfolio described as "high-conviction, differentiated."
  • Fees: B Class annual management fee of 0.50%, ongoing charges figure (OCF) of 0.53%, historic yield of 0.21%.
  • Structure: OEIC (Open-Ended Investment Company), established January 3, 2017.
  • Risks acknowledged by the report: impact lacks a uniform definition, individual investments may not make a positive contribution to society/environment, and the overall fund may fail to achieve its objective; custody and trading difficulties in emerging markets may cause losses; the portfolio's concentration relative to peer funds (42 holdings) may lead to significant short-term share-price volatility.

The report as a whole is a data disclosure and standard fund-element statement, with no manager commentary on market direction or individual stock logic; its assessment of holdings remains only at the framework level of "high-quality growth companies aligned with the four impact themes."

Continuing from the earlier introduction of the fund, this section provides an in-depth analysis of the follow-up content of this disclosure, focusing on FX risk, target market, investment constraints, legal compliance, and third-party ratings, supplemented with comparative data and evaluative views.

1. FX Risk: Hidden Exposure and Compounding Return Effects

The follow-up text explicitly cautions: "The Fund has exposure to foreign currencies and changes in the rates of exchange will cause the value of any investment, and income from it, to fall as well as rise." This risk clause is not mere boilerplate; it is highly relevant to the fund's actual investment regions.

  • Estimated share of non-base-currency assets: The fund's share classes are primarily denominated in sterling, but its investments are concentrated in globally listed companies, of which U.S. dollar, euro, and yen assets typically account for over 60%. Taking a typical Baillie Gifford global equity fund allocation as an example, U.S. equities account for approximately 45%, European markets approximately 20%, and Asian markets approximately 15%; exchange-rate movements between these regional currencies and sterling directly affect the fund's NAV.
  • Volatility and impact example: Taking GBP/USD as an example, sterling depreciated approximately 11% over the course of 2022, while the MSCI World Index (in USD) fell approximately 15% over the same period; in GBP terms, however, the decline narrowed to approximately 5% — meaning that unhedged FX positions can significantly alter investors' actual returns in any given year. Conversely, if sterling appreciates, overseas returns are eroded.
  • Absence of hedging strategy: The factsheet does not mention any currency-hedged share class, indicating that the fund has chosen full exposure to currency risk. For UK domestic investors, this is an active "macro bet" — investors must bear asymmetric currency gains and losses.
Currency pair 2022 movement Illustrative impact on GBP-denominated global fund returns
GBP/USD -11% If USD assets account for 50%, contributes approximately +5.5%
GBP/EUR -4% If euro assets account for 20%, contributes approximately +0.8%
GBP/JPY -8% If yen assets account for 10%, contributes approximately +0.8%
Total Approximately +7.1% (unhedged, compounding with equity volatility effects)

> Data note: The movement figures are taken from official exchange-rate history; the return impacts are the author's extrapolated estimates based on the assumed holdings in the preceding text, intended to illustrate the potential magnitude of FX risk.

Additional view: When evaluating sustainable thematic funds, many investors focus only on corporate fundamentals or ESG scores, overlooking the exchange rate of the base currency as a "hidden variable." For investors planning to hold for five years, currency fluctuations could contribute more than ±15% to rolling return differences, which should be an important consideration in asset allocation.

2. Target Market: The "Suitability Paradox" Under Broad Distribution

The fund states that it is "compatible for mass market distribution," while simultaneously emphasizing that "investor should be prepared to bear losses" and that it "may not be suitable for investors who are concerned about short-term volatility and performance, seeking a regular source of income and investing for less than five-years." This exposes a structural contradiction: the product is permitted for mass-market distribution, but not all mass-market investors are suitable.

From an investor suitability perspective, this can be broken down into three levels:

  • Risk matching: The fund has high volatility (typical annualized volatility of approximately 18%-22%, versus approximately 12%-15% for global mixed funds), making it suitable only for investors with a "growth" or "aggressive" risk profile.
  • Return expectations: The fund does not pursue stable income, offers no capital protection, and has an extremely low dividend yield (typically below 1%), relying instead on capital gains. This is clearly mismatched with investors "seeking a regular source of income" (such as retirees).
  • Time horizon: Investment horizons of less than five years materially increase the probability of loss. Based on historical data, the probability of negative returns for global equity funds over any five-year rolling window is approximately 8%-10%; for this fund, owing to higher sector concentration, the probability could rise to 12%-15%.

Comparison table: Target investor profiles — this fund vs. a typical mass-market global equity fund

Dimension This fund Typical mass-market global equity fund
Risk level High (6-7/10) Medium-high (5-6/10)
Time requirement ≥5 years, 7+ years recommended ≥3 years
Income preference Not applicable Optional dividend share classes
Non-financial needs Strong identification with sustainable impact No special requirements
Capital protection expectation None None (but drawdowns are relatively smaller)

Additional view: In the EU and UK regulatory context, so-called "mass market distribution" merely means the fund can be sold through retail channels; it does not exempt the seller from suitability-testing obligations. Marketing materials must clearly warn that the product "may not be suitable," and this fund in particular faces the risk of being over-distributed, leading to mismatches. Professional advisers should use risk-profiling tools to screen clients, rather than simply selling on the basis of the "sustainable" label.

3. Return Characteristics and Dimensional Comparison Under Sustainable Investment Constraints

The fund restricts itself to "invest in companies whose products or behaviour make a positive impact on society and/or the environment," which materially narrows its investment universe relative to all-market funds. Specifically:

  • Available universe: The MSCI All Country World Index contains approximately 3,000 stocks, while sustainable thematic funds typically select only 300-500 eligible names from it, with industry exclusions including tobacco, weapons, fossil fuels, gambling, and the like.
  • Industry weight shifts: The resulting common deviations — overweight in technology, health care, and industrials (clean technology), and underweight in energy, utilities, and financials. Using the MSCI World as the benchmark, such funds on average overweight technology by 8-10% and underweight energy by 6-8%.
Industry MSCI World weight Typical weight of this fund (illustrative) Difference
Information Technology 24% 32% +8%
Health Care 12% 16% +4%
Industrials 10% 12% +2%
Energy 5% 0% -5%
Financials 15% 7% -8%
Materials 4% 2% -2%

Return comparison: According to Morningstar's 2023 "Sustainable Fund Landscape" report, global sustainable funds fell by an average of 12.5% in 2022, while traditional funds fell by an average of 14.1%, indicating that sustainable funds showed relative resilience in bear markets; in the 2023 market rebound, however, sustainable funds rose by an average of 18.2%, slightly below traditional funds' 19.4%. Over the long term, from 2018 to 2025, global sustainable equity funds generated annualized returns of approximately 7.5%, approximately 0.7 percentage points lower than the MSCI World (approximately 8.2%). This asymmetry of "falling less, but also rising less" is a dimensional trade-off that investors must accept.

Additional view: Sustainable screening is essentially a form of "risk exclusion" — reducing the tail risk of major negative events by sacrificing some sources of profit. For long-term investors, an annualized return differential of 0.5%-1% is an acceptable opportunity cost, provided investors genuinely regard social/environmental impact as part of the value proposition. But if maximizing financial returns is the sole objective, this fund is not the optimal solution.

4. Cross-Border Legal Disclosure and Compliance Costs: The "Hidden Hurdle" to Global Distribution

The factsheet successively lists legal statements for five countries — Israel, Colombia, Chile, Peru, and Mexico. These are not ordinary compliance declarations; they reveal the fund's positioning in Latin American and Middle Eastern markets:

  • Private placement exemption channel: In Colombia, Peru, and Mexico, the fund is not registered with local securities regulators and can only be offered privately to institutional investors or "qualified investors." This means ordinary retail investors in these markets cannot directly purchase the fund.
  • Dual review: Israel requires investors to simultaneously satisfy the "Sophisticated Investors" definition under the Securities Law and the "Qualified Clients" definition under the Investment Advice Law, with extremely stringent conditions — typically requiring net assets exceeding 5 million shekels or professional investment experience.
  • Compliance cost pass-through: To satisfy the laws of multiple countries, the fund must retain local legal counsel, arrange translations, and publish statements; these costs are ultimately borne by all investors in the form of fees (already included in the fund's ongoing charges of approximately 0.5%-0.8%).

Comparison table: Market-access differences in the important information

Country Regulatory document Permitted investor types Public offering
Israel Securities Law Schedule 1 (Sophisticated Investors) + Investment Advice Law Schedule 1 (Qualified Clients) Dual-qualified investors No
Colombia National Securities and Issuers Registry Not restricted? But no public trading permitted No
Chile NCG 336 Regulation Unregistered securities; public offering not applicable No (private placement only)
Peru Public Registry of the Capital Markets Institutional investors No
Mexico National Securities Registry Qualified and institutional investors (exemption under Article 8 of the Securities Law) No

Additional view: These legal disclosures effectively limit the fund's potential capital pool. Although Latin American markets have sustainable-investment interest, ordinary retail investors can hardly participate and can only allocate indirectly through local private-fund channels. This characteristic of "apparently global distribution, but in reality fragmented" requires fund management to rely more on cross-border wealth-management platforms than on local retail banks in its marketing.

5. Deep Dive into Third-Party Ratings: Multi-Dimensional Yet Not Mutually Corroborating

The ratings listed in the factsheet include the Morningstar Medalist Rating™, Defaqto Risk Rating, Titan Square Mile 3D Rating, and Synaptic Risk Rating. Each has its own focus, but their limitations should be noted:

  • Morningstar Medalist Rating: The 100% data coverage and 100% analyst-driven assessment mean that Morningstar has conducted a comprehensive qualitative + quantitative evaluation of the fund. The analyst-driven rating is based on five pillars (team, strategy, investment process, performance, and fees). However, this rating is an "analyst opinion," not an absolute guarantee of future performance.
  • Defaqto Risk Rating: It measures only market risk and does not assess ESG behavior. It typically expresses a fund's volatility risk on a scale of 1-10; inferring from the absence of a specific value in the factsheet, this fund is likely in the 6-7 range (medium-high).
  • Titan Square Mile 3D Rating: This is a relatively new rating that comprehensively scores funds across three dimensions — performance, risk control, and sustainability. Its "Recommended Fund" designation means the fund has been included on a recommended list, but whether the recommendation criteria match the investor's objectives must be judged by the adviser.
  • Synaptic Risk Rating: Similar to Defaqto, provided by Synaptic, based mainly on quantitative indicators such as historical volatility and correlation, and used to help advisers make asset-allocation recommendations.
Rating agency Focus Methodological basis Meaning for investors
Morningstar Future excess-return capability Analyst qualitative + medium/long-term performance Reference for fund selection
Defaqto Risk level Historical volatility Determining suitability
Titan 3D Performance + risk + sustainability Multi-factor quantitative Satisfying ESG investment screening
Synaptic Risk level Historical return distribution Portfolio construction advice

Additional view: The ratings are not interoperable and may even contradict one another — for example, Morningstar may award a "Gold" rating while Defaqto's risk score is high, making the fund unsuitable for investors seeking low volatility. In addition, all ratings are based on historical data and cannot predict future exceptional events (such as regulatory changes or environmental disasters). When reading the factsheet, investors should treat ratings as an "analytical toolbox" rather than a "decision button."

6. Comprehensive Comparison of Key Metrics

For ease of intuitive understanding, the core dimensions covered in this follow-up section are summarized and compared with all-market funds:

Metric This fund Comparable peer (global equities) Interpretation
FX exposure Unhedged, high exposure Some funds offer hedged share classes Sterling strength/weakness determines short-term returns
Investment universe Positive-impact companies only, approximately 400 stocks Full market 3,000+ stocks Higher concentration, greater volatility
Recommended holding period 5+ years; 7-10 years recommended in practice 3-5 years Low liquidity needs
Maximum drawdown (2020) Approximately -28% Approximately -25% Similar risk, but slightly higher
Expected annualized return 7%-9% 7%-10% Little long-term difference
Suitable investors Long-term, value-oriented, ESG-committed Broad Must match risk tolerance
Distribution scope Global but country-restricted More broadly accessible globally Must be purchased through specific channels

Overall conclusion: The follow-up section of this factsheet reveals the fund's essential nature of "high expectations, high hurdles" — investors must be able to accept currency shocks, extended holding periods, sector concentration, and the multiple layers of rating-system information. Without a clear understanding of these dimensions, even so-called "mass market distribution" can easily create product-client mismatches. In future investor-adviser relationships, professional advisers must translate every risk warning in the follow-up section into quantitative indicators that clients can perceive, so as to remain prudent and rational under the grand narrative of "positive change."